UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | SEC 1473 (7-02) | ||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. |
1. Title of Derivative Security (Instr. 4) |
2. Date Exercisable and Expiration Date (Month/Day/Year) |
3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) |
4. Conversion or Exercise Price of Derivative Security | 5. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 5) |
6. Nature of Indirect Beneficial Ownership (Instr. 5) |
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Date Exercisable | Expiration Date | Title | Amount or Number of Shares |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
Sansone Christopher R. C/O SANSONE ADVISORS, LLC 151 BODMAN PLACE, SUITE 100 RED BANK, NJ 07701 |
X | |||
SANSONE ADVISORS, LLC 151 BODMAN PLACE, SUITE 100 RED BANK, NJ 07701 |
X | |||
SANSONE CAPITAL MANAGEMENT, LLC 151 BODMAN PLACE, SUITE 100 RED BANK, NJ 07701 |
X | |||
Sansone Partners LP 151 BODMAN PLACE, SUITE 100 RED BANK, NJ 07701 |
X | |||
SANSONE PARTNERS (QP), LP 151 BODMAN PLACE, SUITE 100 RED BANK, NJ 07701 |
X |
/s/ Christopher R. Sansone | 06/30/2017 | |
**Signature of Reporting Person | Date | |
Sansone Advisors, LLC By: /s/ Christopher Sansone, Managing Member | 06/30/2017 | |
**Signature of Reporting Person | Date | |
Sansone Capital Management, LLC By: /s/ Christopher Sansone, Managing Member | 06/30/2017 | |
**Signature of Reporting Person | Date | |
Sansone Partners, LP Sansone Partners, LP its General Partner By: /s/ Christopher Sansone, Managing Member | 06/30/2017 | |
**Signature of Reporting Person | Date | |
Sansone Partners (QP), LP By: Sansone Capital Management, LLC, its General Partner By: /s/ Christopher Sansone, Managing Member | 06/30/2017 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 5(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | The reported securities are directly owned by Sansone Partners, LP. |
(2) | The reported securities are directly owned by Sansone Partners (QP), LP. |
(3) | The reported securities are directly owned by (i) Sansone Partners, LP, a Delaware limited partnership (the "3c1 Partnership"), and (ii) Sansone Partners (QP), LP, a Delaware limited partnership (the "3c7 Partnership", and together with the 3c1 Partnership, the "Partnerships"), and may be deemed to be indirectly beneficially owned by Sansone Advisors, LLC, as the investment manager of Partnerships (the "Investment Manager"), and by Sansone Capital Management, LLC, as the general partner of the Partnerships (the "General Partner"). The reported securities may also be deemed to be indirectly beneficially owned by Christopher Sansone as the managing member of the Investment Manager and the General Partner. |
(4) | (continued from Footnote 3) The Reporting Persons disclaim beneficial ownership of the reported securities except to the extent of his or its pecuniary interest therein, and this report shall not be deemed an admission that any Reporting Person is the beneficial owner of the securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose. |